This accredited monthly e-journal offers you expert articles, covering knowledge and skills topics, plus technical and regulatory updates and access to 1 hour of structured CPD throughout the year.
Learning Outcomes
By reading this edition of Advice Matters and applying your learning you will be able to:
- Understand how the use of incentives in financial services has changed
- Clarify the regulator’s view of financial incentives
- Confirm the MiFID II incentive requirements
- Discuss the correlation between SM&CR and incentives
- State what a CFD is
- Understand the restrictions around CFDs
- Be aware of the risks associated with CFDs
- Explain the CFD investment considerations for clients
- Consider the principles around hedge funds
- Clarify the main type of hedge fund strategies
- Explain the concept of arbitrage and relative value
Summary of the session
60 minutes of structured CPD
Assessment
Pass = 5 out of 6