Demonstrating client suitability and selection of one discretionary fund manager (DFM) over another has become an important requirement for the regulator, as highlighted in the FCA's Thematic Review 16/1 on suitability and due diligence.
To assist with this requirement, Brooks Macdonald produce an annual seven-step guide to DFM due diligence, which is now eligible for 2 hours of structured CPD. You can download the guide (now in its 8th year) , generate your DFM shortlist and review independent analysis to help with your evaluation on this due diligence portal. All well as the 22 page guide, you can access valuable tools here and Excel spreadsheets to help your process.
Visit the due diligence portal >>
We hope you find this information useful, and if you have any feedback or queries please do not hesitate to get in touch on [email protected]
